Ahead of finalized rules, broker-dealers can assess tech systems for configurability and flexibility.
Proposed rule changes would update the membership standards required of covered clearing agencies.
Acting SEC Chairman is resigning as of the end of January.
SEC Chair says updates to public-company and fund disclosures could increase transparency in capital markets.
SEC Rule 606(b)(3) shows that transparency and collaboration can go a long way toward improving buy-side trade execution...
Citigroup and Credit Suisse veteran brings deep experience in electronic trading and market structure.
Lawsuit alleges private user IDs should be replaced.
Risks outweigh rewards in keeping previously established compliance dates.
SEC makes statement on NYSE electronic trading session and electronic auctions set for Monday.
